A private, independent, fee-only wealth management and financial planning firm.

Privacy Policy

MontVue Capital Management and the Protection of Your Privacy 

On November 12, 1999, the Gramm-Leach-Bliley Act was enacted to reform the financial services industry. In addition, the Act addressed concerns relating to consumer financial privacy. The purpose of this action is to protect a consumer’s ‘nonpublic personal information’ (NPI). NPI is any “personally identifiable financial information” that a financial institution collects about an individual in connection with providing a financial product or service, unless that information is otherwise “publicly available.” 

1. OUR PLEDGE TO YOU 
Our clients are our greatest asset. Therefore, your uncompromised protection is of paramount concern. For this reason, this privacy policy has been established to insure the protection of your identity and nonpublic personal information. 

2. INFORMATION WE COLLECT
We collect information: 

  • you give to us on applications, in account statements or in conversations regarding your most private personal information.
  • you give to us when you make a transaction, or other account information such as balance, payment history or credit card usage;
  • others give to us to make sure that the data you provide is accurate and up-to-date.

3. HOW WE SHARE INFORMATION 
We do not share information that we have about you with anyone except: 

  • in response to subpoenas or for other legal reasons,
  • in order to effect transactions in your account, or
  • at the request of the client (to accountants, banks, etc.)

4. HOW WE PROTECT INFORMATION 
We also restrict access to your personal and account information to those employees who need to know that information. We also impose physical and electronic safeguards through security systems and firewalls. 

5. FORMER CUSTOMERS
We do not share information about our former customers with anyone except: 

  • in response to subpoenas or for other legal reasons,
  • in order to effect transactions in your account, or
  • at the request of the client (to accountants, banks, etc.)

 

Management commentary: The Gramm-Leach-Bliley Act is easily facilitated at MontVue Capital Management as the company does not share any information about its clients. However, each MontVue client has a parallel relationship with a securities broker, bank trust department or independent trust company. Please refer to that company’s individual privacy policy as it relates to the sharing of NPI. In addition, some MontVue Capital Management clients have an additional parallel relationship with a financial planner, trust company or other financial institution. Again, please refer to that company’s individual privacy policy as it relates to the sharing of NPI.